HBA-EVB, NIK S.B. 514 76(R)    BILL ANALYSIS


Office of House Bill AnalysisS.B. 514
By: Ogden
Transportation
5/20/1999
Engrossed



BACKGROUND AND PURPOSE 

Currently, the Texas Department of Transportation (department) may
establish an electronic bidding system which eliminates the need for
contractors to manually deliver their bids. Electronic bidding is expected
to reduce errors in the bids, thereby reducing the number of disqualified
bids, and increasing the choices the department is able to consider.   

The required submission of an actual bid guaranty check before the bid
deadline is a hindrance to the successful initiation of an electronic
bidding system. S.B. 514 creates rules and provisions for the deposit and
investment of bid guaranties. 

RULEMAKING AUTHORITY

It is the opinion of the Office of House Bill Analysis that rulemaking
authority is expressly delegated to the Texas Transportation Commission in
SECTION 1 (Section 223.014, Transportation Code) in this bill. 

SECTION BY SECTION ANALYSIS

SECTION 1. Amends Subchapter A, Chapter 223, Transportation Code, by adding
Sections 223.014 and 223.015, as follows: 

Sec. 223.014. BID GUARANTY. (a) Requires the Texas Transportation
Commission (commission), by rule, to provide a method by which a bidder may
submit a bid guaranty. Authorizes the rules to authorize the use of
electronic funds transfer, checks, including electronic checks, money
orders, escrow accounts, including the bidder's retainage escrow account,
trust accounts, including the bidder's retainage trust account, and credit
cards issued by a financial institution chartered by a state or the United
States or by a nationally recognized credit organization approved by the
Texas Department of Transportation (department).  Authorizes the department
to require the payment of a discount of service charge for the use of a
credit card. 

(b) Authorizes the department to establish one or more escrow accounts in
the state highway fund for the prepayment of bid guaranties.  Requires the
bid guaranties and any fees the department establishes to administer this
subsection to be administered in accordance with an agreement approved by
the department.  Requires the department to deposit each administrative fee
to the credit of the state highway fund.  Authorizes money credited to the
state highway fund from fees collected under this subsection to be
appropriated only to the department to administer this subsection. 

Sec. 223.015. DEPOSIT AND INVESTMENT OF BID GUARANTY. (a) Authorizes the
department to authorize the use of a trust account for the purpose of
providing a required bid guaranty. 

(b) Requires the guaranty to be deposited in accordance with a trust
agreement with a state or nationally chartered financial institution
domiciled in this state and selected by the bidder. 

 (c) Requires the department to prescribe a trust agreement that protects
the interests of this state. 

(d) Requires interest earned under the trust agreement to be paid to the
bidder unless specified otherwise in the trust agreement. 

(e) Provides that the applicable financial institution is responsible for
all amounts resulting from the deposit of the guaranty until released from
that responsibility in accordance with the trust agreement. 

(f) Requires the bidder to pay all expenses incident to the deposit and all
charges imposed by the financial institution for custody of the guaranties
and forwarding of interest on a bid guaranty. Prohibits the expenses from
being included in the bid and are not otherwise the responsibility of the
state. 

(g) Authorizes the financial institution, on the request of a bidder, to
reinvest the guaranty amounts in a certificate of deposit or another
similar instrument prescribed by the trust agreement. Provides that the
certificate of deposit or other instrument must be issued by a state or
nationally chartered financial institution domiciled in this state. 

(h) Requires the financial institution, on the request of a bidder, to
certify and verify to the department the amount on deposit. Provides that
the trust agreement must specify the method for providing the required
information. 

SECTION 2. Emergency clause.
  Effective date: upon passage.