HBA-EDN C.S.S.B. 1210 77(R)    BILL ANALYSIS


Office of House Bill AnalysisC.S.S.B. 1210
By: West, Royce
Judicial Affairs
5/3/2001
Committee Report (Substituted)


BACKGROUND AND PURPOSE 

There is a perceived ethical dilemma concerning law clerks receiving
signing bonuses from a prospective employer before the clerkship is
completed.  Currently, each Texas Supreme Court justice sets the policy of
signing bonuses within the office, and it is often difficult to know which
clerk with a particular justice might be signing on with a law firm that
has a case before the court.  C.S.S.B. 1210 establishes restrictions for
when an attorney or law clerk who is employed by the court can negotiate
for or accept jobs with law firms or other private entities and requires a
law clerk or attorney to be recused from any matter before the court that
involves a firm with which they have entered into an agreement for
employment or accepted a benefit.  

RULEMAKING AUTHORITY

It is the opinion of the Office of House Bill Analysis that this bill does
not expressly delegate any additional rulemaking authority to a state
officer, department, agency, or institution. 

ANALYSIS

C.S.S.B. 1210 amends the Government Code to prohibit an attorney or law
clerk, during the term of employment with the court, from: 

_negotiating for or accepting employment with a law firm or another private
entity; or 

_accepting a benefit from a law firm or another private entity in
connection with anticipated employment by the entity if offering,
conferring, or agreeing to confer the benefit, or soliciting, accepting, or
agreeing to accept the benefit violates provisions relating to bribery and
corrupt influence. 

These provisions do not prohibit the employment of an attorney or law clerk
by a court, solely because, before employment with the court begins, the
attorney or law clerk accepts such an offer of employment that begins after
the date their employment with the court terminates or accepts a benefit
from a law firm or another entity in connection with anticipated
employment, but that does not violate laws regarding bribery or corrupt
influence.  The bill authorizes an attorney or law clerk to negotiate for
or accept employment with a law firm or another private entity after the
91st day before the date the attorney's or law clerk's term of employment
with the court is to end.  The bill requires an attorney or law clerk who
has entered into an agreement for employment or accepted a benefit to file
a statement of disclosure with the court and requires such a statement to
be made available to any person on request.  The bill prohibits an attorney
or law clerk who has entered into an agreement or accepted a benefit
described above from participating in any matter before the court that
involves the law firm or private entity during the employment with the
court and prohibits the attorney or law clerk after the termination of
employment and before the second anniversary of the date of termination
from participating on behalf of the law firm or private entity in any
matter before the court.  The bill  provides that a recusal from
participation must be made by public order of the court.  The bill provides
that an attorney who violates these provisions is subject to sanctions by
the state bar.    

 EFFECTIVE DATE

On passage, or if the Act does not receive the necessary vote, the Act
takes effect September 1, 2001. 

COMPARISON OF ORIGINAL TO SUBSTITUTE

C.S.S.B. 1210 modifies the original by removing the Texas Supreme Court's
rulemaking authority regarding law clerks or attorneys during the term of
employment with the court negotiating for or accepting employment with a
law firm or another private entity.  The substitute authorizes an attorney
or law clerk to negotiate for or accept employment with a law firm or
another private entity after the 91st day before the date the attorney or
law clerk's term of employment with the court is to end.  The substitute
prohibits an attorney or law clerk during the term of employment with the
court from accepting a benefit from a law firm or another private entity in
connection with anticipated employment by the entity if offering,
conferring, or agreeing to confer the benefit, or soliciting, accepting, or
agreeing to accept the benefit violates provisions relating to bribery and
corrupt influence, whereas the original prohibited an attorney or law clerk
from accepting such a benefit if the law clerk or attorney knew or should
have known that the benefit was offered, conferred, or agreed to be
conferred to influence or attempt to influence the law clerk or attorney in
the performance of their duty as an employee of the court.  The substitute
makes a similar change with regard to the acceptance of a benefit by an
attorney or law clerk prior to employment with the court not being
prohibited if the offer of the benefit does not violate provisions relating
to bribery and corrupt influence, rather than if the attorney or law clerk
knew that the benefit was offered to influence the attorney or clerk.  The
substitute requires information filed in a disclosure statement to be made
available to any person on request.  The substitute prohibits an attorney
or law clerk after the termination of employment and before the second
anniversary of the date of termination from participating on behalf of the
law firm or private entity in any matter before the court, whereas the
original prohibited an attorney or law clerk after the termination of
employment from participating on behalf of the law firm or private entity
in any matter that was pending before the court during the period the
attorney or law clerk was employed by the court. The substitute removes
provisions specifying that Penal Code statutes regarding a gift offering to
a public servant do not apply to a benefit accepted in compliance with
these provisions.