HB 823 85-0 (2017)
Author: Parker, Tan
Relating to the self-directed and semi-independent status of the State Securities Board; authorizing fees.
House: Investments & Financial Services
Referred to Investments & Financial Services
HB 2382 85-0 (2017)
Author: Parker, Tan
Relating to information required to be disclosed by certain investors of publicly traded companies whose headquarters are located in this state; creating an offense.
House: Investments & Financial Services
Referred to Investments & Financial Services
HB 3224 85-0 (2017)
Author: Perez, Mary Ann
Relating to requiring dealers and investment advisers to report suspected financial abuse of elderly persons; providing a civil penalty; creating a criminal offense.
House: Investments & Financial Services
Left pending in committee
HB 3972 85-0 (2017)
Author: Johnson, Eric
Relating to the financial exploitation of certain elderly persons.
House: Investments & Financial Services
Left pending in committee
HB 1629 84-0 (2015)
Author: Johnson, Eric | et. al.Sponsor: West, Royce
Relating to crowdfunding portal regulations for small business development.
House: Investments & Financial Services Senate: Business & Commerce
Effective on 9/1/15
HB 2493 84-0 (2015)
Author: Parker, Tan | et. al.Sponsor: Creighton, Brandon
Relating to the self-directed and semi-independent status of the State Securities Board; authorizing fees.
House: Investments & Financial Services Senate: Business & Commerce
Placed on intent calendar
HB 2580 84-0 (2015)
Author: Johnson, Eric
Relating to crowdfunding portal regulations.
House: Investments & Financial Services
Referred to Investments & Financial Services
HB 1675 83-0 (2013)
Author: Bonnen, DennisSponsor: Nichols, Robert
Relating to the sunset review process and certain governmental entities subject to that process.
House: Government Efficiency & Reform Senate: Transportation
See remarks for effective date
HB 1592 82-0 (2011)
Author: Legler, Ken
Relating to the members of the State Securities Board.
House: Pensions, Investments & Financial Services
Comm. report sent to Local & Consent Calendar
HB 2342 82-0 (2011)
Author: Truitt, VickiSponsor: Watson, Kirk
Relating to certain violations of and offenses under The Securities Act; providing penalties.
House: Pensions, Investments & Financial Services Senate: Business & Commerce
Effective on 9/1/11
SB 652 82-0 (2011)
Author: Hegar, GlennSponsor: Bonnen, Dennis
Relating to governmental and certain quasi-governmental entities subject to the sunset review process.
House: State Affairs Senate: Government Organization
Effective immediately
SB 1279 82-0 (2011)
Author: Estes, Craig
Relating to the members of the State Securities Board.
Senate: Business & Commerce
Referred to Business & Commerce
SB 1281 82-0 (2011)
Author: Watson, KirkSponsor: Truitt, Vicki
Relating to certain violations of and offenses under The Securities Act; providing penalties.
House: Pensions, Investments & Financial Services Senate: Business & Commerce
Comm. report sent to Local & Consent Calendar
SB 2582 81-0 (2009)
Author: Van de Putte, Leticia
Relating to certain investment products made available to certain public school employees and the companies authorized to provide those products; providing civil penalties.
Senate: State Affairs
Referred to State Affairs
HB 1389 80-0 (2007)
Author: Isett, Carl
Relating to filing requirements for a dealer in securities.
House: Financial Institutions
Referred to Financial Institutions
HB 1840 78-0 (2003)
Author: Solomons, Burt | et. al.Sponsor: Janek, Kyle
Relating to a fee established and set by the State Securities Board.
House: Pensions & Investments Senate: Business & Commerce
Effective immediately
HB 2255 77-0 (2001)
Author: McCall, Brian | et. al.Sponsor: Harris, Chris
Relating to the continuation and functions of the State Securities Board; providing penalties.
House: Pensions & Investments Senate: Business & Commerce
Effective on 9/1/01
HR 1308 77-0 (2001)
Author: McCall, Brian
Suspending limitations on conference committee jurisdiction, H.B. No. 2255.
Reported enrolled
SB 306 77-0 (2001)
Author: Harris, Chris
Relating to the continuation and functions of the State Securities Board; providing penalties.
Senate: Business & Commerce
Referred to Business & Commerce
HB 39 76-0 (1999)
Author: Culberson, John
Relating to certain professional fees and taxes.
House: Ways & Means
Referred to Ways & Means
HB 1138 68-0 (1983)
Author: Evans, Charles
Relating to the continuation of the State Securities Board.
House: Financial Institutions
Committee report printed and sent to Committee on Calendars
SB 106 68-0 (1983)
Author: Howard, EdSponsor: Evans, Charles
Relating to the continuation of the State Securities Board and to the membership, qualifications, powers and duties, and administration of the board and the powers and duties of the Securities Commissioner; to procedures for registration of dealers, agents, and salesmen; authorizing certain fees, assessments, and charges; providing for hearings and judicial review; providing for exemption of certain transactions; requiring an annual audit; providing enforcement procedures and penalties and a limitation period for indictment for certain offenses.
House: Financial Institutions Senate: Economic Development
Effective on . . . . . . . . . .
HCR 79 67-0 (1981)
Author: Hudson III, Samuel
Creating a special committee to study the state's securities act.
House: Business & Industry
Referred to Committee on Business and Industry
HB 195 64-0 (1975)
Author: Geiger, Richard S.
Amending certain sections of the Securities Act, Senate Bill No. 294, Chapter 269, Acts of the 55th Legislature, Regular Session, 1957, as amended, and codified as Articles 581-1 to 581-39, Vernon's Texas Civil Statutes; to provide an exemption for certain transactions of sales of certain securities options in certain circumstances; relating to the making or adopting of rules and regulations by the State Securities Board and procedures therefor; relating to actions for commissions by persons not registered as securities dealers; and relating to receiverships of persons or assets of persons acting as securities dealers.
House: Business & Industry Senate: Economic Development
Referred to Committee on Economic Development
SB 223 62-0 (1971)
Author: Aikin, Jr., A.M.Sponsor: Heatly, W.S. "Bill"
Relating to authorizing the transfer of funds currently appropriated to the State Securities Board.
SB 457 61-0 (1969)
Author: Christie, Joe William
Relating to enacting the Texas Uniform Securities Act providing for the regulation of securities transactions and the securities industry; for administration by the State Securities Board, the Securities Commissioner, the Attorney General and local law enforcement officials; making certain conduct unlawful; providing civil liabilities and criminal penalties for violations.
HB 1183 59-0 (1965)
Author: Heatly, W.S. "Bill"
Relating to transferring the sums of Thirty-five Hundred Dollars ($3500) and Fifteen Hundred Dollars ($1500) from Item 6 set out in the appropriation to the State Securities Board for the year ending August 1965.
HCR 170 59-0 (1965)
SB 294 55-0 (1957)
Author: Martin, Crawford Collins
Relating to repealing Statutes and re-enacting "The Securities Act" to regulate sale of securities, dealers, agents and salesmen, etc., creating State Securities Board and providing for Securities Commissioner, powers, duties, regulations, etc.
