SB 927 88-0 (2023)
Author: Parker, Tan
Relating to the self-directed and semi-independent status of the State Securities Board; authorizing fees.
Senate: Finance
Left pending in committee
| Fees & Other Nontax Revenue--State | Governor | Salaries & Expenses | SECURITIES BOARD, STATE | State Agencies, Boards & Commissions
HB 4131 87-0 (2021)
Author: Parker, Tan | et. al.
Relating to the self-directed and semi-independent status of the State Securities Board; authorizing fees.
House: Pensions, Investments & Financial Services Senate: Finance
Referred to Finance
| ATTORNEY GENERAL | ATTORNEY'S FEES | FACILITIES COMMISSION, TEXAS | Fees & Other Nontax Revenue--State | Governor | SECURITIES BOARD, STATE | State Agencies, Boards & Commissions
HB 4232 87-0 (2021)
Author: Raymond, Richard Peña | et. al.
Relating to the establishment of the COVID-19 Consumer and Investor Fraud Task Force.
House: Pensions, Investments & Financial Services
Referred to Pensions, Investments & Financial Services
| ATTORNEY GENERAL | BANKING, TEXAS DEPARTMENT OF | CONSUMER CREDIT COMMISSIONER, OFFICE OF | COVID-19 | COVID-19 CONSUMER & INVESTOR FRAUD TASK FORCE | FRAUD | Health--General | SAVINGS & MORTGAGE LENDING, DEPARTMENT OF | SECURITIES BOARD, STATE
HB 53 86-0 (2019)
Author: Minjarez, Ina | et. al.Sponsor: Powell, Beverly | et. al.
Relating to the transitional living services program for certain youth in foster care.
House: Human Services Senate: Health & Human Services
Effective on 9/1/19
| CONSUMER CREDIT COMMISSIONER, OFFICE OF | Elections--Registration & Suffrage | FAMILY & PROTECTIVE SERVICES, DEPARTMENT OF | Family--Child Protection | Financial--General | FOSTER CARE | SECURITIES BOARD, STATE
HB 1535 86-0 (2019)
Author: Flynn, Dan | et. al.Sponsor: Nichols, Robert
Relating to the continuation and functions of the State Securities Board.
House: Pensions, Investments & Financial Services Senate: Business & Commerce
Effective on 9/1/19
| ATTORNEY GENERAL | Business & Commerce--General | Financial--General | SECURITIES BOARD, STATE | STAFF DEVELOPMENT & TRAINING | Sunset--Commission Bills
HB 1550 86-0 (2019)
Author: Paddie, Chris | et. al.Sponsor: Birdwell, Brian
Relating to certain governmental entities subject to the sunset review process.
House: State Affairs Senate: Natural Resources & Economic Development
Senate appoints conferees-reported
| ALCOHOLIC BEVERAGE COMMISSION, TEXAS | APPRAISER LICENSING & CERTIFICATION BOARD, TEXAS | BANKING, TEXAS DEPARTMENT OF | CONSUMER CREDIT COMMISSIONER, OFFICE OF | EXAMINERS OF PROFESSIONAL COUNSELORS, TEXAS STATE BOARD OF | FINANCE COMMISSION OF TEXAS | FUNERAL SERVICE COMMISSION, TEXAS | GUADALUPE RIVER AUTHORITY | HISTORICAL COMMISSION, TEXAS | LOWER COLORADO RIVER AUTHORITY | MARRIAGE & FAMILY THERAPISTS, TEXAS ST. BD. OF EXAMINERS OF | MEDICAL BOARD, TEXAS | MILITARY DEPARTMENT, TEXAS | MOTOR VEHICLES, TEXAS DEPARTMENT OF | NUECES RIVER CONSERVATION & RECLAMATION DISTRICT | PLUMBING EXAMINERS, TEXAS STATE BOARD OF | PROFESSIONAL GEOSCIENTISTS, TEXAS BOARD OF | PROFESSIONAL LAND SURVEYING, TEXAS BOARD OF | PSYCHOLOGISTS, TEXAS STATE BOARD OF EXAMINERS OF | PUBLIC ACCOUNTANCY, TEXAS STATE BOARD OF | PUBLIC SAFETY, DEPARTMENT OF | RED RIVER AUTHORITY OF TEXAS | RISK MANAGEMENT, STATE OFFICE OF | SAVINGS & MORTGAGE LENDING, DEPARTMENT OF | SCHOOL LAND BOARD | SECURITIES BOARD, STATE | SOCIAL WORKER EXAMINERS, STATE BOARD OF | State Agencies, Boards & Commissions | STATE LIBRARY & ARCHIVES COMMISSION, TEXAS | SUNSET ADVISORY COMMISSION | Sunset--Commission Bills | TEXAS REAL ESTATE COMMISSION | VETERANS COMMISSION, TEXAS | VETERANS' LAND BOARD | WINDSTORM INSURANCE ASSOCIATION, TEXAS
HB 4371 86-0 (2019)
Author: Stephenson, Phil
Relating to digital currencies.
House: Pensions, Investments & Financial Services
Left pending in committee
| BANKING, TEXAS DEPARTMENT OF | CREDIT UNION COMMISSION | CURRENCY & CURRENCY EXCHANGE | Electronic Information Systems | FINANCE COMMISSION OF TEXAS | Financial--General | PUBLIC SAFETY, DEPARTMENT OF | SECURITIES BOARD, STATE
SB 622 86-0 (2019)
Author: Nichols, Robert | et. al.
Relating to the continuation and functions of the State Securities Board.
Senate: Business & Commerce
Referred to Business & Commerce
| ATTORNEY GENERAL | Business & Commerce--General | Financial--General | SECURITIES BOARD, STATE | Sunset--Commission Bills
HB 823 85-0 (2017)
Author: Parker, Tan
Relating to the self-directed and semi-independent status of the State Securities Board; authorizing fees.
House: Investments & Financial Services
Referred to Investments & Financial Services
| FACILITIES COMMISSION, TEXAS | Salaries & Expenses | SECURITIES BOARD, STATE | State Agencies, Boards & Commissions
HB 2382 85-0 (2017)
Author: Parker, Tan
Relating to information required to be disclosed by certain investors of publicly traded companies whose headquarters are located in this state; creating an offense.
House: Investments & Financial Services
Referred to Investments & Financial Services
| BRING BUSINESS TO TEXAS & FAIRNESS IN DISCLOSURE ACT | Business & Commerce--General | Charitable & Nonprofit Organizations | Economic & Industrial Development--General | SECURITIES BOARD, STATE
HB 3224 85-0 (2017)
Author: Perez, Mary Ann
Relating to requiring dealers and investment advisers to report suspected financial abuse of elderly persons; providing a civil penalty; creating a criminal offense.
House: Investments & Financial Services
Left pending in committee
| ADULT PROTECTIVE SERVICES DIV, FAMILY & PROTECTIVE SERVICES | Aging | Business & Commerce--General | ELDER ABUSE | FAMILY & PROTECTIVE SERVICES, DEPARTMENT OF | HEALTH & HUMAN SERVICES COMMISSION | SECURITIES BOARD, STATE | State Agencies, Boards & Commissions
HB 3972 85-0 (2017)
Author: Johnson, Eric
Relating to the financial exploitation of certain elderly persons.
House: Investments & Financial Services
Left pending in committee
| Aging | ELDER ABUSE | FAMILY & PROTECTIVE SERVICES, DEPARTMENT OF | Financial--General | SECURITIES BOARD, STATE
HB 1629 84-0 (2015)
Author: Johnson, Eric | et. al.Sponsor: West, Royce
Relating to crowdfunding portal regulations for small business development.
House: Investments & Financial Services Senate: Business & Commerce
Effective on 9/1/15
| Business & Commerce--Small Business & Minority Business | SECURITIES BOARD, STATE
HB 2493 84-0 (2015)
Author: Parker, Tan | et. al.Sponsor: Creighton, Brandon
Relating to the self-directed and semi-independent status of the State Securities Board; authorizing fees.
House: Investments & Financial Services Senate: Business & Commerce
Placed on intent calendar
| COMPTROLLER OF PUBLIC ACCOUNTS | SECURITIES BOARD, STATE | State Agencies, Boards & Commissions
HB 2580 84-0 (2015)
Author: Johnson, Eric
Relating to crowdfunding portal regulations.
House: Investments & Financial Services
Referred to Investments & Financial Services
| Business & Commerce--General | Electronic Information Systems | SECURITIES BOARD, STATE
HB 1675 83-0 (2013)
Author: Bonnen, DennisSponsor: Nichols, Robert
Relating to the sunset review process and certain governmental entities subject to that process.
House: Government Efficiency & Reform Senate: Transportation
See remarks for effective date
| ACCOUNTANCY, STATE BOARD OF PUBLIC | AGRICULTURE, DEPARTMENT OF | BANKING, TEXAS DEPARTMENT OF | CLEAR LAKE CITY WATER AUTHORITY | CONSUMER CREDIT COMMISSIONER, OFFICE OF | COUNCIL ON PURCHASING FROM PEOPLE WITH DISABILITIES, TEXAS | EARLY CHILDHOOD HEALTH & NUTRITION INTERAGENCY COUNCIL | EDUCATION AGENCY, TEXAS | EMPLOYEES RETIREMENT SYSTEM OF TEXAS (ERS) | FACILITIES COMMISSION, TEXAS | FINANCE COMMISSION OF TEXAS | HOUSING & COMMUNITY AFFAIRS, TEXAS DEPARTMENT OF | INJURED EMPLOYEE COUNSEL, OFFICE OF | INSURANCE, TEXAS DEPARTMENT OF | INVASIVE SPECIES COORDINATING COMMITTEE, TEXAS | RAILROAD COMMISSION | REGIONAL EDUCATION SERVICE CENTERS | SAVINGS & MORTGAGE LENDING, DEPARTMENT OF | SECURITIES BOARD, STATE | State Agencies, Boards & Commissions | SULPHUR RIVER BASIN AUTHORITY | SUNSET ADVISORY COMMISSION | Sunset--Commission Bills | TRANSPORTATION, TEXAS DEPARTMENT OF | UNIVERSITY INTERSCHOLASTIC LEAGUE | WINDSTORM INSURANCE ASSOCIATION, TEXAS
HB 1592 82-0 (2011)
Author: Legler, Ken
Relating to the members of the State Securities Board.
House: Pensions, Investments & Financial Services
Comm. report sent to Local & Consent Calendar
| Business & Commerce--General | Financial--General | SECURITIES BOARD, STATE | State Agencies, Boards & Commissions
HB 2342 82-0 (2011)
Author: Truitt, VickiSponsor: Watson, Kirk
Relating to certain violations of and offenses under The Securities Act; providing penalties.
House: Pensions, Investments & Financial Services Senate: Business & Commerce
Effective on 9/1/11
| ATTORNEY GENERAL | Business & Commerce--General | Civil Remedies & Liabilities | Consumer Protection | FRAUD | SECURITIES BOARD, STATE
SB 652 82-0 (2011)
Author: Hegar, GlennSponsor: Bonnen, Dennis
Relating to governmental and certain quasi-governmental entities subject to the sunset review process.
House: State Affairs Senate: Government Organization
Effective immediately
| ADJUTANT GENERAL | ADMINISTRATIVE HEARINGS, STATE OFFICE OF | AGING & DISABILITY SERVICES, DEPARTMENT OF | ANIMAL HEALTH COMMISSION, TEXAS | ARCHITECTURAL EXAMINERS, BOARD OF | ASSISTIVE & REHABILITATIVE SERVICES, DEPARTMENT OF | BANKING, TEXAS DEPARTMENT OF | BLIND, TEXAS COMMISSION FOR THE | BOARD OF OCCUPATIONAL THERAPY EXAMINERS, TEXAS | BOARD OF PHYSICAL THERAPY EXAMINERS, TEXAS | CONSUMER CREDIT COMMISSIONER, OFFICE OF | COUNCIL ON PURCHASING FROM PEOPLE WITH DISABILITIES, TEXAS | COURT REPORTERS CERTIFICATION BOARD, TEXAS | CRIMINAL JUSTICE, TEXAS DEPARTMENT OF | DEAF & HARD OF HEARING, TEXAS COMMISSION FOR THE | DENTAL EXAMINERS, STATE BOARD OF | DEVELOPMENTAL DISABILITIES, TEXAS COUNCIL FOR | ELECTRIC RELIABILITY COUNCIL OF TEXAS (ERCOT) | ETHICS COMMISSION, TEXAS | EXECUTIVE COUNCIL OF PHYSICAL THERAPY AND OCCUPATIONAL THERAPY EXAMINERS | FAMILY & PROTECTIVE SERVICES, DEPARTMENT OF | FINANCE COMMISSION OF TEXAS | FUNERAL SERVICE COMMISSION, TEXAS | Governor | GOVERNOR'S COMMITTEE ON PEOPLE WITH DISABILITIES | GUARANTEED STUDENT LOAN CORPORATION, TEXAS | GUARDIANSHIP CERTIFICATION BOARD | HEALTH & HUMAN SERVICES COMMISSION | HIGHER EDUCATION COORDINATING BOARD, TEXAS | HUMAN SERVICES, DEPARTMENT OF | INTERAGENCY TASK FORCE FOR CHILDREN WITH SPECIAL NEEDS | INVASIVE SPECIES COORDINATING COMMITTEE, TEXAS | LAW EXAMINERS, BOARD OF | LICENSED COURT INTERPRETER ADVISORY BOARD | LICENSING & REGULATION, TEXAS COMMISSION ON | LICENSING & REGULATION, TEXAS DEPARTMENT OF | MENTAL HEALTH & MENTAL RETARDATION, TEXAS DEPARTMENT OF | MOTOR VEHICLES, TEXAS DEPARTMENT OF | OFFICIAL CITRUS PRODUCERS' PEST & DISEASE MGMT. CORPORATION, BOARD OF DIRECTORS OF | ORTHOTICS & PROSTHETICS, TEXAS BOARD OF | PLUMBING EXAMINERS, TEXAS STATE BOARD OF | PORT OF HOUSTON AUTHORITY | PREPAID HIGHER EDUCATION TUITION BOARD | PROCESS SERVER REVIEW BOARD | PROFESSIONAL ENGINEERS, TEXAS BOARD OF | PROFESSIONAL GEOSCIENTISTS, TEXAS BOARD OF | PROFESSIONAL LAND SURVEYING, TEXAS BOARD OF | PUBLIC SAFETY, DEPARTMENT OF | PUBLIC UTILITY COMMISSION | PUBLIC UTILITY COUNSEL, OFFICE OF | RAILROAD COMMISSION | REGIONAL EDUCATION SERVICE CENTERS | REHABILITATION COMMISSION | SAVINGS & MORTGAGE LENDING, DEPARTMENT OF | SCHOOL LAND BOARD | SECURITIES BOARD, STATE | State Agencies, Boards & Commissions | STATE BAR OF TEXAS | STATE HEALTH SERVICES, DEPARTMENT OF | STATE-FEDERAL RELATIONS, OFFICE OF | SUNSET ADVISORY COMMISSION | Sunset--Commission Bills | TEXAS HEALTH SERVICES AUTHORITY | VETERANS COMMISSION, TEXAS | WINDSTORM INSURANCE ASSOCIATION, TEXAS | WORKFORCE COMMISSION, TEXAS
SB 1279 82-0 (2011)
Author: Estes, Craig
Relating to the members of the State Securities Board.
Senate: Business & Commerce
Referred to Business & Commerce
| Business & Commerce--General | Financial--General | SECURITIES BOARD, STATE | State Agencies, Boards & Commissions
SB 1281 82-0 (2011)
Author: Watson, KirkSponsor: Truitt, Vicki
Relating to certain violations of and offenses under The Securities Act; providing penalties.
House: Pensions, Investments & Financial Services Senate: Business & Commerce
Comm. report sent to Local & Consent Calendar
| ATTORNEY GENERAL | Business & Commerce--General | Civil Remedies & Liabilities | Consumer Protection | FRAUD | SECURITIES BOARD, STATE
SB 2582 81-0 (2009)
Author: Van de Putte, Leticia
Relating to certain investment products made available to certain public school employees and the companies authorized to provide those products; providing civil penalties.
Senate: State Affairs
Referred to State Affairs
| BANKING, TEXAS DEPARTMENT OF | INSURANCE, TEXAS DEPARTMENT OF | Retirement Systems--State Employees | Retirement Systems--Teachers | SECURITIES BOARD, STATE
HB 1389 80-0 (2007)
Author: Isett, Carl
Relating to filing requirements for a dealer in securities.
House: Financial Institutions
Referred to Financial Institutions
| Financial--General | SECURITIES BOARD, STATE
HB 1840 78-0 (2003)
Author: Solomons, Burt | et. al.Sponsor: Janek, Kyle
Relating to a fee established and set by the State Securities Board.
House: Pensions & Investments Senate: Business & Commerce
Effective immediately
| Business & Commerce--General | Fees & Other Nontax Revenue--State | Financial--General | SECURITIES BOARD, STATE
HB 2255 77-0 (2001)
Author: McCall, Brian | et. al.Sponsor: Harris, Chris
Relating to the continuation and functions of the State Securities Board; providing penalties.
House: Pensions & Investments Senate: Business & Commerce
Effective on 9/1/01
| Business & Commerce--General | Financial--General | SECURITIES BOARD, STATE | Sunset Bills
HR 1308 77-0 (2001)
Author: McCall, Brian
Suspending limitations on conference committee jurisdiction, H.B. No. 2255.
Reported enrolled
| Business & Commerce--General | Financial--General | Resolutions--Conf. Comm. Reports | SECURITIES BOARD, STATE | Sunset Bills
SB 306 77-0 (2001)
Author: Harris, Chris
Relating to the continuation and functions of the State Securities Board; providing penalties.
Senate: Business & Commerce
Referred to Business & Commerce
| Business & Commerce--General | Financial--General | SECURITIES BOARD, STATE | Sunset Bills
HB 39 76-0 (1999)
Author: Culberson, John
Relating to certain professional fees and taxes.
House: Ways & Means
Referred to Ways & Means
| ACCOUNTANCY, STATE BOARD OF PUBLIC | Fees & Other Nontax Revenue--State | Occupational Regulation--Other Trades & Professions | SECURITIES BOARD, STATE
HB 1138 68-0 (1983)
Author: Evans, Charles
Relating to the continuation of the State Securities Board.
House: Financial Institutions
Committee report printed and sent to Committee on Calendars
| SECURITIES BOARD, STATE | State Agencies, Boards & Commissions | Sunset Bills
SB 106 68-0 (1983)
Author: Howard, EdSponsor: Evans, Charles
Relating to the continuation of the State Securities Board and to the membership, qualifications, powers and duties, and administration of the board and the powers and duties of the Securities Commissioner; to procedures for registration of dealers, agents, and salesmen; authorizing certain fees, assessments, and charges; providing for hearings and judicial review; providing for exemption of certain transactions; requiring an annual audit; providing enforcement procedures and penalties and a limitation period for indictment for certain offenses.
House: Financial Institutions Senate: Economic Development
Effective on . . . . . . . . . .
| SECURITIES BOARD, STATE | State Agencies, Boards & Commissions | Sunset Bills
HCR 79 67-0 (1981)
Author: Hudson III, Samuel
Creating a special committee to study the state's securities act.
House: Business & Industry
Referred to Committee on Business and Industry
| Interim Studies | Legislature | Resolutions--Legislative Policy | SECURITIES ACT | SECURITIES BOARD, STATE
HB 195 64-0 (1975)
Author: Geiger, Richard S.
Amending certain sections of the Securities Act, Senate Bill No. 294, Chapter 269, Acts of the 55th Legislature, Regular Session, 1957, as amended, and codified as Articles 581-1 to 581-39, Vernon's Texas Civil Statutes; to provide an exemption for certain transactions of sales of certain securities options in certain circumstances; relating to the making or adopting of rules and regulations by the State Securities Board and procedures therefor; relating to actions for commissions by persons not registered as securities dealers; and relating to receiverships of persons or assets of persons acting as securities dealers.
House: Business & Industry Senate: Economic Development
Referred to Committee on Economic Development
| Financial--General | SECURITIES BOARD, STATE
HR 201 62-0 (1971)
Author: Lee, W.E. "Will"
Requesting the Texas State Department of Banking, State Securities Board, Attorney General, and State Board of Insurance to make reports concerning closing of Sharpstown State Bank.
| ATTORNEY GENERAL | BANKING, TEXAS DEPARTMENT OF | INSURANCE, STATE BOARD OF | Resolutions--Legislative Policy | SECURITIES BOARD, STATE | SHARPSTOWN STATE BANK
SB 223 62-0 (1971)
Author: Aikin, Jr., A.M.Sponsor: Heatly, W.S. "Bill"
Relating to authorizing the transfer of funds currently appropriated to the State Securities Board.
| SECURITIES BOARD, STATE | State Finances--Appropriations
SB 457 61-0 (1969)
Author: Christie, Joe William
Relating to enacting the Texas Uniform Securities Act providing for the regulation of securities transactions and the securities industry; for administration by the State Securities Board, the Securities Commissioner, the Attorney General and local law enforcement officials; making certain conduct unlawful; providing civil liabilities and criminal penalties for violations.
| Financial--General | SECURITIES BOARD, STATE | State Agencies, Boards & Commissions--Newly Proposed | UNIFORM SECURITIES ACT, TEXAS
HB 1183 59-0 (1965)
Author: Heatly, W.S. "Bill"
Relating to transferring the sums of Thirty-five Hundred Dollars ($3500) and Fifteen Hundred Dollars ($1500) from Item 6 set out in the appropriation to the State Securities Board for the year ending August 1965.
| SECURITIES BOARD, STATE | State Finances--Appropriations
HCR 170 59-0 (1965)
Author: Heatly, W.S. "Bill"
Suspending the Joint Rules to consider H. B. No. 1183.
| Resolutions--Administration | SECURITIES BOARD, STATE | State Finances--Appropriations
SB 294 55-0 (1957)
Author: Martin, Crawford Collins
Relating to repealing Statutes and re-enacting "The Securities Act" to regulate sale of securities, dealers, agents and salesmen, etc., creating State Securities Board and providing for Securities Commissioner, powers, duties, regulations, etc.
| Financial--General | SECURITIES ACT | SECURITIES BOARD, STATE | State Agencies, Boards & Commissions--Newly Proposed
